Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jack? Claim Your ProfileJack Ji kit Chau is a financial advisor at Charles Schwab & Co., Inc. Jack has been in the financial industry since 2007 and is registered to provide investment advice in a number of states. Jack has a Series 63, Series 65, Series 7, and SIE license. Previously, Jack worked at TD Ameritrade, Inc. and Scottrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
01/31/2022 - Present
Charles Schwab & CO., Inc. (San Francisco CA)
CA
02/26/2018 - 07/29/2024
TD AMERITRADE, INC. (San Francisco CA)
CA
11/15/2010 - 02/26/2018
SCOTTRADE, INC. (SAN FRANCISCO CA)
CA
07/02/2007 - 11/12/2008
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
IA
Issued 09/01/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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