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Jack Frederick Dais

Empower Financial Services, Inc.

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About Jack Frederick Dais

Jack Frederick Dais is a financial advisor with Empower Financial Services, Inc. Jack has been working in the financial industry since 2006. Jack is registered with FINRA and is licensed in Colorado, Kansas, and Massachusetts. Jack holds Series 6, 7, 24, and 63 licenses. Jack has previous experience with Charles Schwab & Co., Inc., Invesco Distributors, Inc., and Founders Asset Management LLC.

Firm Information

Jack Dais is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jack Dais’s Registration & Firm History

CO

07/24/2018 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

CO

02/04/2013 - 05/07/2018

CHARLES SCHWAB & CO., INC. (Lone Tree CO)

TX

01/17/2001 - 06/05/2003

INVESCO DISTRIBUTORS, INC. (HOUSTON TX)

CO

04/01/1998 - 12/22/2000

FOUNDERS ASSET MANAGEMENT LLC (DENVER CO)

CO

01/01/1997 - 04/01/1998

FOUNDERS ASSET MANAGEMENT, INC. (DENVER CO)

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Licenses & Designations

BC

Issued 09/07/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/16/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/01/2013

Series 7 - General Securities Representative Examination

BC

Issued 12/26/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jack Frederick Dais.
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