Unclaimed
Jack Dixon is a financial advisor with Northwestern Mutual Investment Services, LLC. Jack has been in the financial services industry since 1994. Jack is registered with the state of Alabama and holds several licenses and certifications, including Series 6, 7, 26, 63, and 65. Jack has experience working with clients in the areas of investment planning, retirement planning, and insurance. Jack is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
AL
06/08/2015 - Present
Northwestern Mutual Investment Services, LLC (HOOVER AL)
WI
05/06/1999 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 12/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/23/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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