Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jack? Claim Your ProfileJack Edward Fay is a financial advisor currently registered with Oppenheimer & Co. Inc. Jack has been working in the financial services industry since March 12, 2011. Jack has experience with RBC CAPITAL MARKETS, LLC and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER. The advisor is licensed to provide financial advice in numerous states and is series 6, 7, 50, 63, and 65 licensed. Jack provides financial advice to a range of clients including individuals, corporations, and high net worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MN
01/06/2020 - Present
Oppenheimer & Co. Inc. (MINNEAPOLIS MN)
MN
06/14/2018 - 10/09/2019
RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
OH
05/27/2010 - 12/12/2011
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (DUBLIN OH)
BC
Issued 11/17/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/29/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/16/2020
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2018
Series 7 - General Securities Representative Examination
BC
Issued 05/26/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jack Fay is the right advisor for you? Invested Better is here to help.
