Unclaimed
Jack E Wheeler, Jr. is a financial advisor who has been in the industry since 2003. Jack is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since 2019. Prior to that, Jack worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley Smith Barney. Jack has Series 7, 31, 66 and SIE licenses. He has offices in Rockford, IL and Oklahoma City, OK. Jack holds licenses to practice in various states, including Alabama, Arizona, Arkansas, California, Colorado, Florida, Georgia, Idaho, Illinois, Maine, Massachusetts, Michigan, Oklahoma, South Carolina, Texas, Utah, and Washington. Jack is a member of the FINRA and has experience as an arbitrator. He is also a member of the Finance Committee at the United Way of Rock River Valley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
06/28/2019 - Present
Wells Fargo Clearing Services, LLC (ROCKFORD IL)
OK
06/26/2009 - 07/01/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OKLAHOMA CITY OK)
OK
06/01/2009 - 06/30/2009
MORGAN STANLEY SMITH BARNEY (OKLAHOMA CITY OK)
OK
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (OKLAHOMA CITY OK)
OK
06/04/2004 - 04/02/2007
MORGAN STANLEY DW INC. (OKLAHOMA CITY OK)
MN
09/05/2003 - 05/26/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/05/2003 - 05/26/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 09/23/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/14/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 09/04/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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