Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jack? Claim Your ProfileJack E Fitzgerald is a financial advisor currently working for RBC Capital Markets, LLC. Jack has been working in the industry since June 4, 2022. Jack is licensed and registered in California. Jack previously worked for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC. Jack has the Series 7TO, Series 63, Series 66 and SIE licenses. Jack holds a state exam passed on May 6, 2022 for Uniform Combined State Law Examination and a state exam passed on February 16, 2022 for Uniform Securities Agent State Law Examination. Jack holds product exams passed on February 4, 2022 for General Securities Representative Examination and January 18, 2022 for Securities Industry Essentials Examination. Jack's firm, RBC Capital Markets, LLC, is a large, established company offering a range of financial services to individuals, families, and institutions. They are known for their expertise in investment management, wealth planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
03/06/2024 - Present
RBC Capital Markets, LLC (BEVERLY HILLS CA)
WA
09/06/2022 - 03/01/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SPOKANE WA)
ID
02/04/2022 - 05/11/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (COEUR D ALENE ID)
BOTH
Issued 05/06/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/16/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/18/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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