Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jack? Claim Your ProfileJack Duong Tran is a financial professional who has been in the industry since 2011. Jack is currently registered with J.p. Morgan Securities LLC as a Registered Representative in California. Prior to joining J.p. Morgan Securities LLC, Jack was registered with Wells Fargo Advisors, LLC and Chase Investment Services Corp. Jack has experience with financial planning, pension consulting, portfolio management for businesses and individuals, and selection of other advisors. Jack has also completed the Series 6, 7, 63, and 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
12/04/2014 - Present
J.p. Morgan Securities LLC (ROHNERT PARK CA)
CA
03/13/2014 - 10/08/2014
WELLS FARGO ADVISORS, LLC (PETALUMA CA)
CA
10/01/2012 - 02/05/2014
J.P. MORGAN SECURITIES LLC (SANTA ROSA CA)
CA
11/05/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SANTA ROSA CA)
CA
11/21/2005 - 06/28/2006
WM FINANCIAL SERVICES, INC. (SANTA ROSA CA)
BOTH
Issued 11/25/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/15/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2014
Series 7 - General Securities Representative Examination
BC
Issued 11/04/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jack Tran is the right advisor for you? Invested Better is here to help.
