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Jack David Shaffer

Nylife Securities LLC

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About Jack David Shaffer

Jack David Shaffer is a financial professional with over 14 years of experience in the financial services industry. Jack is currently registered with Nylife Securities LLC and is licensed to offer securities and investment advice in all 50 states. Jack's prior experience includes roles with firms such as Wells Fargo Clearing Services, LLC, Signator Investors, Inc., Essex National Securities, LLC, and UBS PaineWebber Services Inc. Jack has a strong track record of providing investment guidance and financial planning services to individuals and families.

Firm Information

Jack Shaffer is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jack Shaffer’s Registration & Firm History

NY

12/06/2021 - Present

Nylife Securities LLC (NEW YORK NY)

NY

02/25/2021 - 06/30/2021

WELLS FARGO CLEARING SERVICES, LLC (HAUPPAUGE NY)

NY

05/10/2017 - 12/08/2020

WELLS FARGO CLEARING SERVICES, LLC (WOODBURY NY)

NY

12/19/2014 - 03/02/2017

SIGNATOR INVESTORS, INC. (MELVILLE NY)

NY

07/08/2014 - 12/03/2014

ESSEX NATIONAL SECURITIES, LLC (WANTAGH NY)

NY

03/01/2013 - 07/07/2014

NYLIFE SECURITIES LLC (LAKE SUCCESS NY)

NJ

10/01/2000 - 02/12/2002

UBS PAINEWEBBER SERVICES INC. (WEEHAWKEN NJ)

NJ

01/05/1998 - 06/08/2000

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

MA

01/26/1996 - 12/16/1997

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

01/26/1996 - 05/01/1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

BOTH

Issued 06/29/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/11/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/10/2017

Series 7 - General Securities Representative Examination

BC

Issued 02/28/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Jack David Shaffer. Review regulatory record here.
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