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Jack Clark Herndon

Thoroughbred Financial Services, LLC

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About Jack Clark Herndon

Jack Clark Herndon is a registered representative and investment advisor representative, with over 40 years of experience in the financial services industry. Jack has worked with Thoroughbred Financial Services, LLC since June 1999. Jack is currently licensed to conduct securities business in 19 states and investment advisory business in 2 states. Jack has also worked at ADVANCED FINANCIAL PLANNING SECURITIES CORPORATION and CAPITAL ANALYSTS, INCORPORATED.

Firm Information

Jack Herndon is currently registered with Thoroughbred Financial Services, LLC. Thoroughbred Financial Services, LLC is an investment advisor headquartered in Brentwood, TN, with a history dating back to 1999. They serve a diverse clientele including individuals, corporations, businesses, and pension plans. They are registered with the SEC and 45 state regulators and offer a comprehensive range of services, including financial planning, portfolio management, and selection of other advisors. Thoroughbred manages over $2.9 billion in assets for over 6,300 client accounts and offers a wrap fee program.
Thoroughbred Financial Services, LLC

5110 MARYLAND WAY, SUITE 300

BRENTWOOD, TN 37027-7508

$2.91B

Assets Under Management

Not reported

Total Clients

42

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jack Herndon’s Registration & Firm History

TN

01/11/2008 - Present

Thoroughbred Financial Services, LLC (BRENTWOOD TN)

TN

06/29/2000 - 12/22/2000

ADVANCED FINANCIAL PLANNING SECURITIES CORPORATION (BRENTWOOD TN)

TN

02/24/1986 - 04/01/2000

ADVANCED FINANCIAL PLANNING SECURITIES CORPORATION (BRENTWOOD TN)

NA

07/26/1984 - 02/08/1986

CAPITAL ANALYSTS, INCORPORATED

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Licenses & Designations

BC

Issued 10/03/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/02/1984

Series 24 - General Securities Principal Examination

BC

Issued 03/18/1980

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/21/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 11 public disclosures for Jack Clark Herndon. Review regulatory record here.
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