Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jack? Claim Your ProfileJack Kindregan is a financial professional with over 13 years of experience in the securities industry. Jack is currently registered with BMO Capital Markets Corp. in Denver, CO and is a Series 7, Series 55, Series 63, Series 86, Series 87, and SIE licensed professional. Prior to joining BMO Capital Markets Corp., Jack worked at RBC Capital Markets, LLC in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Provision of securities trading ideas and research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees for securities trading ideas and research
1
2
CO
07/21/2015 - Present
BMO Capital Markets Corp. (DENVER CO)
NY
10/15/2009 - 08/05/2015
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 10/21/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2013
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/23/2013
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/22/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/14/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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