Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jack? Claim Your ProfileJack Chan is a financial advisor who has been in the industry since 2011. Jack is currently registered with Imperial Capital, LLC in Stamford, CT. Previously, Jack was registered with COWEN AND COMPANY and CRT CAPITAL GROUP LLC. Jack holds the Series 63, Series 7, Series 86, and Series 87 licenses. Jack has a state exam in Uniform Securities Agent State Law Examination. Jack is registered in California, Connecticut and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
04/25/2022 - Present
Imperial Capital, LLC (Stamford CT)
CT
05/07/2016 - 04/26/2022
COWEN AND COMPANY (Stamford CT)
CT
08/26/2011 - 05/11/2016
CRT CAPITAL GROUP LLC (STAMFORD CT)
BC
Issued 12/20/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2012
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/15/2012
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/25/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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