Unclaimed
Jack Freeman is a financial professional with over 6 years of experience in the industry. Jack is currently registered with BA Securities, LLC in California and Pennsylvania and has previously worked with HUNTWICKE SECURITIES, LLC, JCC CAPITAL MARKETS, LLC, and FMI CAPITAL ADVISORS, INC. Jack holds the Series 63, SIE, and Series 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/19/2024 - Present
BA Securities, LLC (SAN DIEGO CA)
MA
09/20/2023 - 01/19/2024
HUNTWICKE SECURITIES, LLC (TOPSFIELD MA)
CA
10/11/2020 - 10/14/2021
JCC CAPITAL MARKETS, LLC (PASADENA CA)
CO
11/30/2017 - 04/09/2020
FMI CAPITAL ADVISORS, INC. (DENVER CO)
BC
Issued 02/12/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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