Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jack? Claim Your ProfileJack Anthony Oconnor is a financial advisor with over 8 years of experience in the financial services industry. Jack is currently registered with UBS Financial Services Inc. and has a Series 66, Series 7, and Series 6TO licenses. Jack has been registered with the State of Washington since 2016. Jack previously worked for Northwestern Mutual Investment Services, LLC. Jack has also worked for Portland State University, Northwestern Mutual Life Insurance Company, and Lake Oswego Senior High School. Jack is a member of the Board of directors for the charity, Long Live The Kings.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
WA
04/06/2016 - Present
UBS Financial Services Inc. (SEATTLE WA)
OR
05/04/2015 - 02/19/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PORTLAND OR)
BOTH
Issued 06/27/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2015
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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