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Jack Andrew Rosenthal

Rothschild & Co. US Inc.

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About Jack Andrew Rosenthal

Jack Andrew Rosenthal is a financial professional with experience in the securities industry. Jack is currently registered with Rothschild & Co. US Inc., and has previously worked at SG Americas Securities, LLC. Jack is also a Series 3, 7, 79TO, and SIE licensed professional.

Firm Information

Jack Rosenthal is currently registered with Rothschild & Co. US Inc.. Rothschild & Co. US Inc. is a corporation formed in July 1967 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is regulated by the SEC and has one regulatory event on record.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jack Rosenthal’s Registration & Firm History

NY

08/22/2022 - Present

Rothschild & Co. US Inc. (NEW YORK NY)

NY

08/26/2016 - 05/03/2019

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/18/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/22/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/2016

Series 3 - National Commodity Futures Examination

BC

Issued 08/26/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jack Andrew Rosenthal.
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