Unclaimed
Jack Andrew Rosenthal is a financial professional with experience in the securities industry. Jack is currently registered with Rothschild & Co. US Inc., and has previously worked at SG Americas Securities, LLC. Jack is also a Series 3, 7, 79TO, and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/22/2022 - Present
Rothschild & Co. US Inc. (NEW YORK NY)
NY
08/26/2016 - 05/03/2019
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
BC
Issued 01/18/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2016
Series 3 - National Commodity Futures Examination
BC
Issued 08/26/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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