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Jack A Hoffman

Commerce Brokerage Services, Inc.

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About Jack A Hoffman

Jack A. Hoffman is a registered representative with Commerce Brokerage Services, Inc. Jack has over 30 years of experience in the financial services industry. Jack holds a Series 63, Series 24, Series 79TO, Series 72, SIE, Series 52, Series 62, Series 22 and Series 6 license. Jack is currently registered with Commerce Brokerage Services, Inc. and is registered in Connecticut, Georgia, Massachusetts, New Jersey, New York, Ohio, Pennsylvania, Virginia and Wisconsin. Jack was previously registered with Stifel, Nicolaus & Company, Incorporated, Vining-Sparks IBG, LLC, ICBA Securities, First Institutional Securities Corp., M.G.S.I. Securities, Inc., First Institutional Securities Corp., Equico Securities, Inc. and The Equitable Life Assurance Society of the United States.

Firm Information

Jack Hoffman is currently registered with Commerce Brokerage Services, Inc.. Commerce Brokerage Services, Inc. is a corporation formed in October 1985. The firm is registered to conduct business in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jack Hoffman’s Registration & Firm History

MO

05/26/2022 - Present

Commerce Brokerage Services, Inc. (KANSAS CITY MO)

NY

04/22/2022 - 05/26/2022

STIFEL, NICOLAUS & COMPANY, INCORPORATED (Great Neck NY)

NY

09/01/1994 - 04/22/2022

VINING-SPARKS IBG, LLC (Great Neck NY)

NY

09/27/1994 - 12/17/2019

ICBA SECURITIES (NEW YORK NY)

NJ

06/09/1993 - 08/10/1994

FIRST INSTITUTIONAL SECURITIES CORP. (WEST PATERSON NJ)

TX

03/03/1993 - 06/16/1993

M.G.S.I. SECURITIES, INC. (HOUSTON TX)

NJ

08/11/1992 - 03/04/1993

FIRST INSTITUTIONAL SECURITIES CORP. (WEST PATERSON NJ)

NY

11/12/1986 - 04/22/1991

EQUICO SECURITIES, INC. (NEW YORK NY)

NY

11/12/1986 - 04/22/1991

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/10/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/21/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/1992

Series 52 - Municipal Securities Representative Examination

BC

Issued 09/02/1992

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 11/06/1989

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 11/07/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jack A Hoffman.
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