Unclaimed
Jack A. Hoffman is a registered representative with Commerce Brokerage Services, Inc. Jack has over 30 years of experience in the financial services industry. Jack holds a Series 63, Series 24, Series 79TO, Series 72, SIE, Series 52, Series 62, Series 22 and Series 6 license. Jack is currently registered with Commerce Brokerage Services, Inc. and is registered in Connecticut, Georgia, Massachusetts, New Jersey, New York, Ohio, Pennsylvania, Virginia and Wisconsin. Jack was previously registered with Stifel, Nicolaus & Company, Incorporated, Vining-Sparks IBG, LLC, ICBA Securities, First Institutional Securities Corp., M.G.S.I. Securities, Inc., First Institutional Securities Corp., Equico Securities, Inc. and The Equitable Life Assurance Society of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MO
05/26/2022 - Present
Commerce Brokerage Services, Inc. (KANSAS CITY MO)
NY
04/22/2022 - 05/26/2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (Great Neck NY)
NY
09/01/1994 - 04/22/2022
VINING-SPARKS IBG, LLC (Great Neck NY)
NY
09/27/1994 - 12/17/2019
ICBA SECURITIES (NEW YORK NY)
NJ
06/09/1993 - 08/10/1994
FIRST INSTITUTIONAL SECURITIES CORP. (WEST PATERSON NJ)
TX
03/03/1993 - 06/16/1993
M.G.S.I. SECURITIES, INC. (HOUSTON TX)
NJ
08/11/1992 - 03/04/1993
FIRST INSTITUTIONAL SECURITIES CORP. (WEST PATERSON NJ)
NY
11/12/1986 - 04/22/1991
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
11/12/1986 - 04/22/1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 12/10/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1992
Series 52 - Municipal Securities Representative Examination
BC
Issued 09/02/1992
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 11/06/1989
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 11/07/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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