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J stephen Richardson

Pruco Securities, LLC

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About J stephen Richardson

J stephen Richardson is a financial advisor who has been working in the financial industry since 2000. He has held licenses with several firms, including INVEST FINANCIAL CORPORATION, PNC INVESTMENTS, and LPL FINANCIAL LLC. J stephen is currently a registered representative with Pruco Securities, LLC, a subsidiary of Prudential Financial, Inc., where he has been employed since October 2018. J stephen is registered to provide investment advice in Arkansas, Florida, New York, North Carolina, and Pennsylvania. He holds Series 6, 7, and 66 licenses, along with the SIE exam. J stephen is a member of the Eastern Pennsylvania Soccer Association Referee Committee.

Firm Information

J stephen Richardson is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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J stephen Richardson’s Registration & Firm History

PA

10/11/2018 - Present

Pruco Securities, LLC (Camp Hill PA)

PA

02/14/2018 - 10/12/2018

LPL FINANCIAL LLC (HARRISBURG PA)

PA

10/21/2008 - 02/14/2018

INVEST FINANCIAL CORPORATION (ENOLA PA)

PA

02/17/2004 - 10/14/2008

PNC INVESTMENTS (HERSHEY PA)

NJ

09/29/2000 - 07/16/2003

CITISTREET EQUITIES LLC (SOMERSET NJ)

IL

08/25/2000 - 09/29/2000

HORACE MANN INVESTORS INC (SPRINGFIELD IL)

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Licenses & Designations

BOTH

Issued 05/24/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/25/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/29/2005

Series 7 - General Securities Representative Examination

BC

Issued 08/24/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for J stephen Richardson.
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