Unclaimed
J Spencer Bell has been in the financial services industry since November 10, 1991. J Spencer Bell is currently registered with Northern Lights Distributors, LLC, which is based in Elkhorn, NE. J Spencer Bell is also registered in Illinois, Nebraska, and California. J Spencer Bell holds the Series 6, 7, 9, 10, 63, and SIE licenses. Previously, J Spencer Bell was registered with Sammons Financial Network, LLC, Wells Fargo Advisors, LLC, Allianz Life Financial Services, LLC, Riversource Distributors, Inc., Ameriprise Financial Services, Inc., IDS Life Insurance Company, Raymond James & Associates, Inc., ProEquities, Inc., and Edward D. Jones & Co., L.P.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
07/12/2022 - Present
Northern Lights Distributors, LLC (ELKHORN NE)
IA
02/03/2012 - 05/24/2022
SAMMONS FINANCIAL NETWORK, LLC (WEST DES MOINES IA)
IL
03/25/2011 - 07/15/2011
WELLS FARGO ADVISORS, LLC (WOODSTOCK IL)
MN
09/18/2007 - 02/01/2011
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
MN
01/01/2007 - 09/19/2007
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
01/28/2005 - 01/01/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
01/28/2005 - 12/31/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
FL
05/20/2003 - 11/23/2004
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
AL
08/18/1998 - 05/13/2003
PROEQUITIES, INC. (BIRMINGHAM AL)
MO
07/20/1993 - 06/23/1998
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
NA
01/16/1985 - 11/25/1987
FIRST AMERICAN NATIONAL SECURITIES, INC.
BC
Issued 07/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/10/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1993
Series 7 - General Securities Representative Examination
BC
Issued 01/15/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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