Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you J severin? Claim Your ProfileJ. Severin Bergeron is a registered representative of Santander Securities LLC and has been in the securities industry since December 2004. J. Severin Bergeron has held prior roles at Merrill Lynch, Pierce, Fenner & Smith Incorporated, AXA Advisors, LLC, and Fidelity Brokerage Services LLC. J. Severin Bergeron has a combined Series 63 and Series 66 license, along with Series 7, Series 9, Series 10, and SIE licenses. J. Severin Bergeron holds active registration with the Financial Industry Regulatory Authority (FINRA) and has approved state registrations with 53 states and 2 IA state registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
RI
01/14/2022 - Present
Santander Securities LLC (East Providence RI)
RI
07/23/2014 - 01/31/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
CT
12/17/2013 - 07/09/2014
AXA ADVISORS, LLC (HAMDEN CT)
MA
02/23/2007 - 05/07/2010
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
RI
01/16/2001 - 12/06/2006
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 01/31/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/29/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/10/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure J severin Bergeron is the right advisor for you? Invested Better is here to help.
