Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you J richard? Claim Your ProfileJ. Richard Stewart is a financial advisor with over 30 years of experience in the industry. J. Richard Stewart is currently registered with Wells Fargo Clearing Services, LLC. J. Richard Stewart has previously been affiliated with Morgan Stanley, Citigroup Global Markets Inc., Lehman Brothers Inc., and Raymond James & Associates, Inc. J. Richard Stewart specializes in portfolio management, financial planning and investment consulting services for individuals, businesses and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/26/2019 - Present
Wells Fargo Clearing Services, LLC (BOCA RATON FL)
FL
06/01/2009 - 04/30/2019
MORGAN STANLEY (BOCA RATON FL)
FL
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOCA RATON FL)
NY
01/31/1986 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
02/21/1985 - 01/23/1986
RAYMOND JAMES & ASSOCIATES, INC.
IA
Issued 08/13/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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