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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you J? Claim Your ProfileJ Michael Pierce is a financial advisor with Commonwealth Financial Network. J Michael Pierce has been in the financial industry since 1995 and is registered with FINRA and the state of Maine. J Michael Pierce specializes in retirement planning, investment management, and college savings. J Michael Pierce has also worked for MML Investors Services, Inc. and Guardian Investor Services Corporation. J Michael Pierce is a Certified Financial Planner and holds the Series 7, Series 6, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ME
10/01/2002 - Present
Commonwealth Financial Network (SOUTHWEST HARBOR ME)
MA
03/26/1998 - 04/25/2001
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
08/25/1995 - 03/25/1998
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
BC
Issued 11/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2001
Series 7 - General Securities Representative Examination
BC
Issued 08/24/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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