Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you J? Claim Your ProfileJ. J. Heaton is a financial advisor who has been in the industry for over 14 years. J. J. Heaton is registered with Raymond James & Associates, Inc. in The Villages, FL. J. J. Heaton is also registered with the states of Alabama, Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Before working at Raymond James & Associates, Inc., J. J. Heaton worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in The Villages, FL and STATE FARM VP MANAGEMENT CORP. in Ocala, FL. J. J. Heaton holds the Series 6, 7, and 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/06/2017 - Present
Raymond James & Associates, Inc. (THE VILLAGES FL)
FL
07/04/2012 - 01/12/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (THE VILLAGES FL)
FL
12/05/2007 - 08/17/2009
STATE FARM VP MANAGEMENT CORP. (OCALA FL)
FL
03/16/2005 - 10/24/2007
STATE FARM VP MANAGEMENT CORP. (OCALA FL)
BOTH
Issued 08/01/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2012
Series 7 - General Securities Representative Examination
BC
Issued 03/15/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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