Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you J.herbert? Claim Your ProfileJ.herbert R. Dar santos is a financial professional with over 10 years of experience in the industry. J.herbert R. Dar santos is currently registered with J.P. Morgan Securities LLC in Bellingham, WA. Prior to joining J.P. Morgan Securities LLC, J.herbert R. Dar santos was employed by CITIGROUP GLOBAL MARKETS INC., SAGEPOINT FINANCIAL, INC., and PARK AVENUE SECURITIES LLC. J.herbert R. Dar santos holds Series 63, Series 6TO, and Series 6 licenses as well as the SIE. J.herbert R. Dar santos's areas of focus include financial planning, pension consulting, and portfolio management for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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WA
01/16/2020 - Present
J.p. Morgan Securities LLC (BELLINGHAM WA)
CA
01/24/2014 - 12/31/2014
CITIGROUP GLOBAL MARKETS INC. (PASADENA CA)
CA
03/12/2013 - 04/30/2013
SAGEPOINT FINANCIAL, INC. (SOUTH PASADENA CA)
CA
06/04/2012 - 04/02/2013
PARK AVENUE SECURITIES LLC (DIAMOND BAR CA)
CA
02/28/2012 - 05/09/2012
SAGEPOINT FINANCIAL, INC. (SOUTH PASADENA CA)
BC
Issued 12/30/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/16/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/23/2019
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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