Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you J? Claim Your ProfileJ. Donald Tansey is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Tansey has been a registered representative for over 40 years and is also a registered investment advisor. Tansey has a diverse background in the financial services industry having worked for several firms, including Prudential Securities Incorporated, Morgan Stanley & Co., Incorporated and E. F. Hutton & Company Inc. Tansey has passed several securities licenses, including the Series 3, Series 7, Series 15, Series 63 and Series 65 exams. J. Donald Tansey has an extensive network of clients and provides a variety of financial services to individuals, corporations, businesses, trusts and estates.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
03/22/1999 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FLORHAM PARK NJ)
IL
06/16/1992 - 03/31/1993
CHASE MANHATTAN INVESTMENT SERVICES, INC. (CHICAGO IL)
NY
01/10/1991 - 05/15/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/28/1983 - 11/11/1989
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NA
03/21/1980 - 06/11/1987
E. F. HUTTON & COMPANY INC
IA
Issued 11/17/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1987
Series 15 - Foreign Currency Options Examination
BC
Issued 10/20/1986
Series 3 - National Commodity Futures Examination
BC
Issued 03/15/1980
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure J Tansey is the right advisor for you? Invested Better is here to help.
