Unclaimed
J Christopher Ahrens is a financial advisor with Stifel, Nicolaus & Company, Inc. based in New London, New Hampshire. J has been in the industry since 1988, having worked with firms like First Empire Securities, Inc., UBS Securities LLC, and Countrywide Securities Corporation. J holds a Series 3, 7, 24, and 63 licenses. J specializes in financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NH
03/15/2019 - Present
Stifel, Nicolaus & Company, Inc. (NEW LONDON NH)
NY
01/23/2017 - 03/15/2019
FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)
NC
02/17/2015 - 01/24/2017
ELEVATION, LLC (CHARLOTTE NC)
NY
09/23/2008 - 12/12/2012
UBS SECURITIES LLC (NEW YORK NY)
NY
05/21/2007 - 08/08/2008
COUNTRYWIDE SECURITIES CORPORATION (NEW YORK NY)
NY
10/06/1995 - 04/25/2007
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
04/20/1994 - 10/11/1995
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
04/20/1994 - 10/11/1995
MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)
MD
05/23/1988 - 05/03/1994
BT SECURITIES CORPORATION (BALTIMORE MD)
NA
07/25/1987 - 12/08/1988
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
NA
06/25/1986 - 11/05/1988
DREXEL BURNHAM LAMBERT INCORPORATED
BC
Issued 02/01/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2006
Series 3 - National Commodity Futures Examination
BC
Issued 09/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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