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J brit Stephens

Regions Securities LLC

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About J brit Stephens

J brit Stephens is a financial professional with over 30 years of experience in the industry. J brit Stephens is currently registered with Regions Securities LLC and has been with the firm since February 2019. Prior to this, J brit Stephens was employed by D.A. Davidson & Co., Morgan Keegan & Company, Inc., Wachovia Capital Markets, LLC, Wachovia Securities, LLC, First Union Capital Markets Corp., and Raymond James & Associates, Inc. J brit Stephens holds the Series 63, Series 24, Series 99TO, Series 79TO, SIE, Series 57, and Series 7 licenses. J brit Stephens is registered to offer securities in 51 states and the District of Columbia.

Firm Information

J brit Stephens is currently registered with Regions Securities LLC. Regions Securities LLC is a Limited Liability Company that was formed on October 12, 2011 and is registered in all 50 states and the District of Columbia. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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J brit Stephens’s Registration & Firm History

NC

02/27/2019 - Present

Regions Securities LLC (Charlotte NC)

OR

09/04/2012 - 01/07/2019

D.A. DAVIDSON & CO. (PORTLAND OR)

TN

10/17/2005 - 04/13/2012

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

NC

07/01/2003 - 08/30/2005

WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)

MO

10/01/1999 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NC

01/01/1999 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

FL

03/05/1990 - 08/10/1998

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

FL

02/24/1988 - 05/30/1989

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

BC

Issued 09/16/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/09/1991

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/30/2018

Series 57 - Securities Trader Exam

BC

Issued 02/20/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for J brit Stephens.
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