Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you J. brian? Claim Your ProfileJ. Brian Glaze is a financial advisor currently registered with Avantax Advisory Services. J. Brian Glaze has been in the financial services industry since 2007, previously working with LPL Financial LLC and SunTrust Investment Services, Inc.. J. Brian Glaze holds Series 6, 7, 63, and 66 licenses and is registered to provide investment advisory services in 17 states. J. Brian Glaze provides financial planning, portfolio management for individuals and businesses, and pension consulting services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
NC
09/01/2022 - Present
Avantax Advisory Services (GRAHAM NC)
NC
12/14/2012 - 09/02/2022
LPL FINANCIAL LLC (GRAHAM NC)
NC
09/03/2007 - 12/19/2012
SUNTRUST INVESTMENT SERVICES, INC. (GRAHAM NC)
BOTH
Issued 04/13/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/14/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2009
Series 7 - General Securities Representative Examination
BC
Issued 08/31/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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