Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you J? Claim Your ProfileJ Bradley Swanson has been in the financial services industry since 2005. J Bradley Swanson holds Series 7, 24, 63, 79TO and 99TO licenses. J Bradley Swanson currently works for DWM Finance LLC. J Bradley Swanson was previously employed by DOUGLAS FINANCIAL LLC. J Bradley Swanson is registered in Connecticut and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
09/18/2006 - Present
DWM Finance LLC (STAMFORD CT)
CT
07/07/2005 - 10/09/2006
DOUGLAS FINANCIAL LLC (DARIEN CT)
BC
Issued 03/22/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure J Swanson is the right advisor for you? Invested Better is here to help.
