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J armando Valencia

Nylife Securities LLC

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About J armando Valencia

J Armando Valencia is a financial professional with over 30 years of experience in the industry. J Armando Valencia is currently registered with Nylife Securities LLC in San Diego, CA. J Armando Valencia has previously been registered with NYLIFE SECURITIES INC, GREEN HILL FINANCIAL SERVICE CORPORATION, and SMA EQUITIES, INC. J Armando Valencia holds the Series 63, SIE, and Series 6 licenses.

Firm Information

J armando Valencia is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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J armando Valencia’s Registration & Firm History

CA

08/10/1995 - Present

Nylife Securities LLC (SAN DIEGO CA)

NY

08/17/1992 - 10/26/1994

NYLIFE SECURITIES INC. (NEW YORK NY)

NA

01/25/1991 - 12/21/1991

GREEN HILL FINANCIAL SERVICE CORPORATION

MA

04/16/1987 - 10/23/1990

SMA EQUITIES, INC. (WORCESTER MA)

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Licenses & Designations

BC

Issued 09/03/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/15/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for J armando Valencia. Review regulatory record here.
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