Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ivy? Claim Your ProfileIvy Flores is a financial professional with over 15 years of experience in the industry. Ivy is currently registered with Prudential Investment Management Services LLC and is licensed to provide financial advice in all 50 states. Prior to joining Prudential, Ivy worked at Nuveen Securities, LLC and Legg Mason Investor Services, LLC. Ivy has a strong background in securities and commodities, having passed the Series 7, Series 3, Series 63, and SIE exams. Ivy is committed to providing her clients with the highest level of personalized service and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
08/21/2023 - Present
Prudential Investment Management Services LLC (Newark NJ)
CA
06/30/2020 - 04/11/2023
NUVEEN SECURITIES, LLC (LOS ANGELES CA)
CA
05/12/2008 - 09/17/2015
LEGG MASON INVESTOR SERVICES, LLC (PASADENA CA)
BC
Issued 08/20/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/09/2020
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2016
Series 3 - National Commodity Futures Examination
BC
Issued 05/05/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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