Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ivy? Claim Your ProfileIvy Romera Daily has been in the financial industry for over 20 years. Ivy is currently registered with Northern Trust Securities, Inc., and previously was associated with several other financial institutions, including Stonewall Investments, Inc., Morpheus Securities LLC, and LaSalle St Securities, L.L.C. Ivy holds several licenses and certifications, including Series 7, 24, 52TO, 53, 63, 66, and 87. Ivy's current role at Northern Trust Securities, Inc. is to provide investment advice and portfolio management services to a range of clients, including individuals, corporations, partnerships, charitable organizations, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
04/07/2015 - Present
Northern Trust Securities, Inc. (CHICAGO IL)
IL
07/06/2005 - 12/04/2013
STONEWALL INVESTMENTS, INC. (CHICAGO IL)
NJ
07/18/2013 - 11/08/2013
MORPHEUS SECURITIES LLC (WEST ORANGE NJ)
IL
04/30/2010 - 04/04/2011
CA FUNDS GROUP, INC. (GLEN ELLYN IL)
IL
04/16/2009 - 09/01/2009
NORTH SOUTH CAPITAL, LLC (NEW LENOX IL)
IL
10/10/2008 - 03/03/2009
KINGSBURY CAPITAL, LLC (EVANSTON IL)
IL
05/29/2008 - 06/24/2008
RIVERSIDE SECURITIES, INC. (CHICAGO IL)
IL
07/20/2006 - 12/04/2007
ALARON FINANCIAL SERVICES (CHICAGO IL)
NY
12/19/2005 - 12/11/2006
D R F BUSINESS AND FINANCIAL SERVICES, LLC (NEW YORK NY)
TN
08/21/2006 - 12/07/2006
ENERGY SECURITIES, INC. (BRENTWOOD TN)
MO
08/22/2006 - 11/13/2006
FULCRUM SECURITIES, INC. (SAINT LOUIS MO)
NY
11/03/2005 - 09/01/2006
OCTAGON TRADING GROUP, LLC (NEW YORK NY)
CO
12/20/2005 - 08/31/2006
J. SCOTT SECURITIES CORP. (GOLDEN CO)
TX
01/25/2006 - 08/02/2006
DIRECT CAPITAL SECURITIES, INC. (AUSTIN TX)
TX
10/26/2005 - 01/12/2006
USF SECURITIES, L.P. (HOUSTON TX)
IL
05/07/2004 - 12/31/2004
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
IL
02/22/2001 - 04/02/2003
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
BOTH
Issued 03/30/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/19/2005
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/31/2001
Series 4 - Registered Options Principal Examination
BC
Issued 02/22/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2017
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/16/2007
Series 3 - National Commodity Futures Examination
BC
Issued 02/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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