Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ivy? Claim Your ProfileIvy Cabezas is a financial professional with experience in the financial services industry. Ivy has held previous positions at Wells Fargo Clearing Services, LLC and E*TRADE Securities LLC. Ivy is currently registered with Alliance-ONE Investments, LLC and holds FINRA Series 7TO, 63 and SIE licenses. Ivy's most recent registration with Alliance-ONE Investments, LLC began on 10/9/2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
10/09/2023 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
NA
09/28/2022 - 10/06/2023
WELLS FARGO CLEARING SERVICES, LLC (TAGUIG CITY )
NA
06/21/2019 - 10/08/2021
E*TRADE SECURITIES LLC (Makati City )
BC
Issued 07/05/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/04/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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