Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ivy? Claim Your ProfileIvy Qian Liu is a financial professional with extensive experience in the financial services industry. Ivy is currently registered with Cetera Investment Advisers LLC. Ivy has previously held positions with Charles Schwab & Co., Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, HSBC Securities (USA) Inc. and J.P. Morgan Securities LLC. Ivy holds several industry licenses including Series 6, Series 7TO, Series 63 and Series 66, as well as the Securities Industry Essentials (SIE) exam. Ivy is committed to providing personalized financial advice and guidance to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
07/18/2022 - Present
Cetera Investment Advisers LLC (Bellevue WA)
WA
06/02/2021 - 08/01/2022
CHARLES SCHWAB & CO., INC. (Bellevue WA)
WA
08/26/2020 - 05/12/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BELLEVUE WA)
WA
07/19/2019 - 08/13/2020
HSBC SECURITIES (USA) INC. (REDMOND WA)
WA
07/23/2018 - 07/10/2019
J.P. MORGAN SECURITIES LLC (SEATTLE WA)
BOTH
Issued 10/30/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/2/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/2/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/23/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Ivy Liu is the right advisor for you? Invested Better is here to help.
