Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ivy? Claim Your ProfileIvy Fredericks is a financial professional with over 30 years of experience in the securities industry. She is currently registered with Transnational Capital Corp. and has previously worked at several other firms including Westminster Securities Corporation and Laidlaw Global Securities, Inc. Ivy holds a variety of licenses and certifications, including Series 7, 24, 28, 63, 79TO, 99TO and SIE. Ivy is also a registered representative in California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/10/2005 - Present
Transnational Capital Corp. (NEW YORK NY)
NY
10/10/2000 - 03/07/2005
WESTMINSTER SECURITIES CORPORATION (NEW YORK NY)
NY
05/15/2000 - 01/08/2001
LAIDLAW GLOBAL SECURITIES, INC. (NEW YORK NY)
CA
07/25/1995 - 12/14/2000
AMBIENT SECURITIES, INC. (LOS ANGELES CA)
NY
10/04/1999 - 05/25/2000
FINANCIAL RESOURCE GROUP, LLC (NEW YORK NY)
NY
03/28/1991 - 04/07/1993
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
10/19/1988 - 03/12/1990
DREXEL BURNHAM LAMBERT INCORPORATED
BC
Issued 10/20/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 05/23/2005
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 09/07/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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