Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ivy? Claim Your ProfileIvy Lau is an investment advisor representative with Fidelity Personal and Workplace Advisors. Ivy has been in the industry since November 21, 2011. Ivy holds Series 63, 65, 7, and SIE licenses. Ivy is registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Nebraska, Nevada, New Hampshire, New Jersey, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, Tennessee, Texas, Utah, Vermont, Virginia, Washington, and Wisconsin. Ivy is also registered with FINRA. Ivy is a registered Investment Advisor Representative (IAR) in Texas and New Jersey. Ivy has previous experience with J.P. Morgan Securities LLC, Mercer Allied Company, L.P. and Scottrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
NY
11/27/2017 - 01/03/2018
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NJ
12/16/2014 - 10/30/2017
MERCER ALLIED COMPANY, L.P. (PARSIPPANY NJ)
NY
03/25/2011 - 03/27/2012
SCOTTRADE, INC. (MANHATTAN NY)
BC
Issued 12/27/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/19/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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