Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ivonne? Claim Your ProfileIvonne Roque is a financial professional with over 20 years of experience in the industry. Currently registered with Citigroup Global Markets Inc., Ivonne has a broad background in the securities industry. Ivonne specializes in providing asset allocation advice, financial planning, and pension consulting. In addition to her current role at Citigroup Global Markets Inc., Ivonne has held previous positions at Morgan Stanley, Institutional Capital Management, Inc., and J.P. Morgan Securities Inc. Her career spans multiple industries, and her experience is varied and extensive.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
01/16/2014 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
FL
05/25/2011 - 12/12/2013
MORGAN STANLEY (MIAMI FL)
TN
05/31/2010 - 10/23/2010
INSTITUTIONAL CAPITAL MANAGEMENT, INC. (BRENTWOOD TN)
NY
10/01/2008 - 01/22/2010
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
07/08/2004 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
FL
01/07/2003 - 03/01/2004
EFG CAPITAL INTERNATIONAL (MIAMI FL)
NY
09/25/2001 - 12/06/2002
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
09/06/2001 - 09/10/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 10/11/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/04/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2004
Series 4 - Registered Options Principal Examination
BC
Issued 09/20/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/16/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/13/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2012
Series 3 - National Commodity Futures Examination
BC
Issued 09/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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