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Ivette Keenan

Samuel A. Ramirez & Company, Inc.

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About Ivette Keenan

Ivette Keenan is a financial professional with over 30 years of experience in the financial industry. Ivette is currently registered with Samuel A. Ramirez & Company, Inc. and has previously held positions at RYAN BECK & CO., GRUNTAL & CO., L.L.C. and W.J. NOLAN & COMPANY, INC. Ivette holds multiple FINRA licenses, including Series 7, 24, 63, 99TO and SIE. Ivette is registered in 30 states and is active in the broker-dealer space.

Firm Information

Ivette Keenan is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ivette Keenan’s Registration & Firm History

NY

03/05/2003 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

NJ

04/29/2002 - 03/04/2003

RYAN BECK & CO. (FLORHAM PARK NJ)

NY

10/31/2001 - 05/20/2002

GRUNTAL & CO., L.L.C. (NEW YORK NY)

NY

09/24/1986 - 10/30/2001

W.J. NOLAN & COMPANY, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/26/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/09/1992

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ivette Keenan.
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