Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ivana? Claim Your ProfileIvana Rupcic-hulin is a financial advisor with Mizuho Securities USA LLC, where she has been registered since January 5, 2023. She has been in the industry since May 26, 2008. Ivana has passed the Series 63, Series 79TO, SIE, and Series 7 exams and holds the Series 24 principal exam. Ivana is registered as a broker-dealer in 52 states, including Alabama, Alaska, Arizona, and more. Before joining Mizuho Securities USA LLC, Ivana worked at RBC Capital Markets, LLC from May 23, 2008, to December 31, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/05/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
05/23/2008 - 12/31/2022
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 05/28/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Ivana Rupcic-hulin is the right advisor for you? Invested Better is here to help.
