Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ivan? Claim Your ProfileIvan Yi has been a registered representative for over 12 years, starting their career at Credit Suisse First Boston Corporation. Ivan has a strong background in financial markets, holding licenses in both Series 63, 7, 86 and 87. Ivan is currently a registered representative at Wolfe Research Securities, which is based in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/29/2010 - Present
Wolfe Research Securities (New York NY)
NY
03/22/2001 - 10/24/2001
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NJ
03/22/2001 - 10/24/2001
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 10/15/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2013
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/15/2013
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/27/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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