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Ivan Ruiz tejero

Robinhood Financial, LLC

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About Ivan Ruiz tejero

Ivan Ruiz tejero is a financial advisor with Robinhood Financial, LLC based in Denver, CO. Ivan has been in the financial industry since 2019 and has held previous roles at Fidelity Brokerage Services LLC. Ivan holds several licenses and registrations, including Series 3, 4, 7TO, 63, and 66, and is registered in all 50 states, District of Columbia, Puerto Rico, and the Virgin Islands.

Firm Information

Ivan Ruiz tejero is currently registered with Robinhood Financial, LLC. Robinhood Financial, LLC is a Limited Liability Company formed in August 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Robinhood Financial, LLC has been the subject of 52 regulatory events and 5 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ivan Ruiz tejero’s Registration & Firm History

CO

01/24/2022 - Present

Robinhood Financial, LLC (Denver CO)

CO

05/31/2019 - 10/30/2020

FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)

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Licenses & Designations

BOTH

Issued 01/10/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/07/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/06/2023

Series 4 - Registered Options Principal Examination

BC

Issued 05/30/2024

Series 3 - National Commodity Futures Examination

BC

Issued 05/31/2019

Series 7TO - General Securities Representative Examination

BC

Issued 05/24/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ivan Ruiz tejero.
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