Unclaimed
Ivan Ruiz tejero is a financial advisor with Robinhood Financial, LLC based in Denver, CO. Ivan has been in the financial industry since 2019 and has held previous roles at Fidelity Brokerage Services LLC. Ivan holds several licenses and registrations, including Series 3, 4, 7TO, 63, and 66, and is registered in all 50 states, District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/24/2022 - Present
Robinhood Financial, LLC (Denver CO)
CO
05/31/2019 - 10/30/2020
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
BOTH
Issued 01/10/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/07/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2023
Series 4 - Registered Options Principal Examination
BC
Issued 05/30/2024
Series 3 - National Commodity Futures Examination
BC
Issued 05/31/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/24/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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