Unclaimed
Ivan Arias has been active in the financial industry since May 1994. Currently, Ivan Arias is a Registered Representative at BNY Mellon Securities Corp. based in Uniondale, NY. Previously, Ivan Arias was also employed by MBSC, LLC, J.P.R. CAPITAL CORP., TASIN & COMPANY, INC., and ROBERT TODD FINANCIAL CORP. Ivan Arias holds multiple industry licenses including Series 7, Series 24, Series 4, Series 53, Series 55, Series 57TO, and Series 99TO. Ivan Arias's areas of specialization include securities, investment, and mutual funds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
12/07/2005 - Present
BNY Mellon Securities Corp. (UNIONDALE NY)
NY
03/08/2006 - 07/02/2007
MBSC, LLC (UNIONDALE NY)
NY
12/19/2001 - 11/28/2005
J.P.R. CAPITAL CORP. (SYOSSET NY)
NY
05/26/1994 - 02/05/2001
TASIN & COMPANY, INC. (HAUPPAUGE NY)
NY
06/23/1993 - 05/26/1994
ROBERT TODD FINANCIAL CORP. (NEW YORK NY)
BC
Issued 12/16/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/09/2007
Series 4 - Registered Options Principal Examination
BC
Issued 11/20/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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