Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ivan? Claim Your ProfileIvan R Figueroa is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., and has been in the industry since April 2023. Ivan has a Series 7TO, Series 66, and SIE license and is registered in 14 states. Ivan is an active investment advisor representative (IAR) in Texas and Illinois and provides investment advice to individuals, corporations, and institutions. Ivan works with a wide range of clients including high net worth individuals, insurance companies, pension plans, and charitable organizations. Ivan specializes in providing financial planning, portfolio management, and investment advisory services. Ivan's experience at BMO Harris Bank N.A. and other financial institutions has provided Ivan with a strong foundation in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
07/27/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DEER PARK IL)
BOTH
Issued 05/02/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/04/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/25/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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