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Ivan Mario Arias

Pruco Securities, LLC

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About Ivan Mario Arias

Ivan Mario Arias is an investment advisor representative with Pruco Securities, LLC. Ivan has been in the financial services industry since January 20, 2017. Ivan has a Series 6, Series 7, Series 63, and Series 65 licenses and has experience in financial planning, investment management, and insurance. Ivan provides financial services to individuals, corporations, and trusts. Ivan is also a member of the Good Shepherd Catholic Parish Council.

Firm Information

Ivan Arias is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Ivan Arias’s Registration & Firm History

WI

12/08/2020 - Present

Pruco Securities, LLC (WAUWATOSA WI)

WI

01/21/2017 - 12/14/2020

MWA FINANCIAL SERVICES INC. (Madison WI)

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Licenses & Designations

IA

Issued 04/22/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/30/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/01/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/21/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ivan Mario Arias.
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