Unclaimed
Ivan Mario Arias is an investment advisor representative with Pruco Securities, LLC. Ivan has been in the financial services industry since January 20, 2017. Ivan has a Series 6, Series 7, Series 63, and Series 65 licenses and has experience in financial planning, investment management, and insurance. Ivan provides financial services to individuals, corporations, and trusts. Ivan is also a member of the Good Shepherd Catholic Parish Council.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
WI
12/08/2020 - Present
Pruco Securities, LLC (WAUWATOSA WI)
WI
01/21/2017 - 12/14/2020
MWA FINANCIAL SERVICES INC. (Madison WI)
IA
Issued 04/22/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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