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Ivan Luna

TCW Investment Management Co. LLC

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About Ivan Luna

Ivan Luna is a financial professional with experience in the securities industry. Ivan has been a registered representative since 2017. Ivan has held positions with Wedbush Securities Inc., Guggenheim Funds Distributors, LLC, and is currently registered with TCW Investment Management Co. LLC. Ivan has passed several securities exams including the Series 3, Series 7, and Series 66 exams. Ivan is registered in California as an investment advisor representative.

Firm Information

Ivan Luna is currently registered with TCW Investment Management Co. LLC. TCW Investment Management Co. LLC is an investment advisor based in Los Angeles, California. They manage a broad range of investment portfolios for individuals, businesses, and pooled investment vehicles, including insurance companies, investment companies, charitable organizations, pension plans, and high-net-worth individuals. They also provide portfolio management for wrap fee programs. The firm has approximately $39.9 billion in regulatory assets under management.
TCW Investment Management Co. LLC

515 SOUTH FLOWER STREET

LOS ANGELES, CA 90071

$39.90B

Assets Under Management

7,162

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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portfolio management for wrap fee programs

Portfolio management for wrap fee programs

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Ivan Luna’s Registration & Firm History

CA

01/01/2025 - Present

TCW Investment Management Co. LLC (LOS ANGELES CA)

CA

10/17/2017 - 08/04/2021

GUGGENHEIM FUNDS DISTRIBUTORS, LLC (Santa Monica CA)

CA

03/09/2017 - 09/29/2017

WEDBUSH SECURITIES INC. (LOS ANGELES CA)

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Licenses & Designations

BOTH

Issued 05/26/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/2017

Series 3 - National Commodity Futures Examination

BC

Issued 03/09/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ivan Luna.
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