Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ivan? Claim Your ProfileIvan Lopez is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in San Diego, California. Ivan has been in the industry since June 2014. Ivan has licenses in California and Texas and is registered as a broker-dealer and an investment advisor. Ivan has held previous positions with Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. Ivan specializes in financial planning, portfolio management, and retirement planning. Ivan is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/02/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN DIEGO CA)
CA
03/03/2014 - 11/16/2022
WELLS FARGO CLEARING SERVICES, LLC (SAN DIEGO CA)
IA
Issued 4/5/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/2/2017
Series 7 - General Securities Representative Examination
BC
Issued 3/1/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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