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Ivan Guerrero

Truist Securities, Inc.

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About Ivan Guerrero

Ivan Guerrero is a securities professional with Truist Securities, Inc., a FINRA registered broker-dealer. Ivan has been in the securities industry since 8/21/2023 and is registered with FINRA. Ivan holds the Series 63, Series 7TO, Series 79TO, and the SIE securities licenses. Ivan is registered as a broker-dealer in all 50 states, the District of Columbia, and Puerto Rico.

Firm Information

Ivan Guerrero is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ivan Guerrero’s Registration & Firm History

GA

08/21/2023 - Present

Truist Securities, Inc. (ATLANTA GA)

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Licenses & Designations

BC

Issued 08/28/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/08/2023

Series 7TO - General Securities Representative Examination

BC

Issued 08/21/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/16/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Ivan Guerrero.
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