Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ivan? Claim Your ProfileIvan Goldstein has over 30 years of experience in the financial services industry. Ivan is a registered representative with Wells Fargo Clearing Services, LLC and has been with the firm since November 2016. Previously, Ivan was a registered representative with Prudential Securities Incorporated from October 1994 to July 2003. Ivan holds the Series 3, 7 and 63 licenses. Ivan provides investment consulting services to institutional clients. Ivan Goldstein has a strong track record of success in helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/09/2010 - Present
Wells Fargo Clearing Services, LLC (WESTLAKE VILLAGE CA)
NY
10/11/1994 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 10/14/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
10/14/1985 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/19/1983 - 10/21/1985
E. F. HUTTON & COMPANY INC
BC
Issued 10/27/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1983
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ivan Goldstein is the right advisor for you? Invested Better is here to help.
