Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ivan? Claim Your ProfileIvan Garcia is a registered investment advisor with J.p. Morgan Securities LLC. Ivan has been in the industry since 2006, with previous experience at Chase Investment Services Corp., WAMU Investments, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Ivan holds Series 63, 65, 7, and SIE licenses. Ivan is currently registered in Washington and Texas as an Investment Advisor Representative and in several other states as a Registered Representative. Ivan is also the owner/partner of J & I Investment Properties , LLC, a real estate investment company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
WA
10/01/2012 - Present
J.p. Morgan Securities LLC (YAKIMA WA)
WA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (YAKIMA WA)
WA
01/11/2008 - 05/02/2009
WAMU INVESTMENTS, INC. (YAKIMA WA)
WA
04/07/2006 - 01/09/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (KENNEWICK WA)
IA
Issued 09/01/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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