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Ivan Dejesus Carmona

Mariva Capital Markets, LLC

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About Ivan Dejesus Carmona

Ivan Dejesus Carmona is a securities professional with over 16 years of experience in the financial services industry. Ivan has a strong track record of success in the securities industry. Ivan currently works at Mariva Capital Markets, LLC, a firm based in Miami, Florida. Before joining Mariva Capital Markets, LLC, Ivan held positions at SMBC Nikko Securities America, Inc., Rencap Securities, Inc., Credit Agricole Securities (USA) Inc. and Standard New York Securities, Inc. Ivan holds a Series 63, Series 7 and SIE licenses.

Firm Information

Ivan Carmona is currently registered with Mariva Capital Markets, LLC. Mariva Capital Markets, LLC is a Limited Liability Company formed on April 13, 2010. The firm has been approved for registration in 10 states, including California, Connecticut, Delaware, Florida, Illinois, Massachusetts, Minnesota, New Jersey, New York, and Pennsylvania. Mariva has also been approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ivan Carmona’s Registration & Firm History

FL

03/15/2024 - Present

Mariva Capital Markets, LLC (MIAMI FL)

NY

12/05/2017 - 09/07/2023

SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)

NY

10/17/2016 - 06/19/2017

RENCAP SECURITIES, INC. (NEW YORK NY)

NY

05/27/2010 - 10/01/2016

CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)

NY

05/17/2006 - 05/21/2010

STANDARD NEW YORK SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/06/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/16/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ivan Dejesus Carmona.
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