Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ivan? Claim Your ProfileIvan Surmik is a financial advisor with Fidelity Brokerage Services LLC. Ivan has been working in the financial services industry since 2007. Ivan has been registered with the Securities and Exchange Commission (SEC) since 2017. Ivan holds Series 6, 7, 9, 10, 24, 63, and 66 licenses. Ivan was previously employed by Ally Invest Securities LLC, J.P. Morgan Securities LLC, and Chase Investment Services Corp. Ivan is licensed to provide investment advice in Massachusetts, North Carolina, Texas, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
05/17/2023 - Present
Fidelity Personal AND Workplace Advisors (DURHAM NC)
NC
01/12/2021 - 12/16/2022
ALLY INVEST SECURITIES LLC (Charlotte NC)
FL
02/02/2017 - 08/16/2019
J.P. MORGAN SECURITIES LLC (BOYNTON BEACH FL)
FL
12/20/2007 - 05/30/2012
CHASE INVESTMENT SERVICES CORP. (DEERFIELD BEACH FL)
BOTH
Issued 2/22/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/4/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/9/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 2/20/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 2/18/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/2/2017
Series 7 - General Securities Representative Examination
BC
Issued 12/19/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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