Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ivan? Claim Your ProfileIvan Surmik is a financial advisor with Fidelity Personal And Workplace Advisors. Ivan has been in the financial industry since March 3, 2014. Ivan is registered as an investment advisor representative in North Carolina and Texas. Ivan also holds Series 6, 7, 9, 10, 24, 63, and 66 licenses. Ivan has experience with clients including high-net-worth individuals, corporations, and retirement plans. Fidelity Personal And Workplace Advisors provides financial planning, portfolio management, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
05/17/2023 - Present
Fidelity Personal AND Workplace Advisors (DURHAM NC)
NC
01/12/2021 - 12/16/2022
ALLY INVEST SECURITIES LLC (Charlotte NC)
FL
02/02/2017 - 08/16/2019
J.P. MORGAN SECURITIES LLC (BOYNTON BEACH FL)
FL
12/20/2007 - 05/30/2012
CHASE INVESTMENT SERVICES CORP. (DEERFIELD BEACH FL)
BOTH
Issued 02/22/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/04/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/20/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/18/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2017
Series 7 - General Securities Representative Examination
BC
Issued 12/19/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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