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Ivan B Alexander

Nylife Securities LLC

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About Ivan B Alexander

Ivan Alexander is a financial professional with over two decades of experience in the financial services industry. Ivan has been registered with Nylife Securities LLC since 2007. Prior to that, Ivan held positions at several other firms, including MML Investors Services, Inc., MONY Securities Corporation, AXA Advisors, LLC, Three Arrows Capital Corp., and E. S. Marks & Company, Inc. Ivan is licensed to sell securities in multiple states, including Florida, Maryland, North Carolina, Pennsylvania, and Virginia.

Firm Information

Ivan Alexander is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ivan Alexander’s Registration & Firm History

MD

10/02/2007 - Present

Nylife Securities LLC (BETHESDA MD)

MD

03/21/2005 - 09/27/2007

MML INVESTORS SERVICES, INC. (BETHESDA MD)

NY

06/14/2002 - 02/03/2005

MONY SECURITIES CORPORATION (NEW YORK NY)

NY

10/27/2000 - 06/20/2002

AXA ADVISORS, LLC (NEW YORK NY)

MD

04/06/1998 - 10/12/1998

THREE ARROWS CAPITAL CORP. (BETHESDA MD)

MD

02/03/1997 - 07/09/1997

E. S. MARKS & COMPANY, INC. (TOWSON MD)

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Licenses & Designations

IA

Issued 02/16/2001

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 06/02/1997

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/05/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/07/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ivan B Alexander.
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